Sterling Financial Services, Inc. |
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Carl BorgwardtRegistered Representative
Phone: 916-660-9221 Carl Borgwardt is a native of Northern California and has been in the insurance and financial services industry since 2002. He began his career with Mutual of Omaha and MassMutual before becoming an independent agent in 2007. Carl focuses on working with business owners in the areas of Qualified and Non-Qualified planning with an emphasis on plan design along with succession and insurance planning. Carl strives to be a valuable asset to his clients by using a one size does not fit all philosophy. 
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All information herein has been prepared solely for informational purposes, and it is not an offer to buy or sell, or a solicitation of an offer to buy or sell any security or instrument or to participate in any particular trading strategy. Sterling Financial Services is a Registered Investment Adviser. Investment Adviser Representatives of Sterling Financial Services, Inc may transact advisory business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in the rendering of personalized investment advice for compensation, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion. Securities licensed associates of Sterling Financial Services are Registered Representatives offering securities through NATIONAL PLANNING CORP. (NPC), NPC of America in FL & NY, Member FINRA/SIPC. Sterling Financial Services and NPC are separate and unrelated companies |
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